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Professional / Experienced / Sophisticated Investor

I declare I am a self-certified Professional/Experienced/Sophisticated investor:

I make this statement so that I can receive promotional communications which are exempt from the restriction on promotion of non-mainstream pooled investments. I understand that this means that I can receive financial promotions that may not have been approved by an authorised and regulated persons within the jurisdiction of the RA-ESG Limited partnership or where I live, work or trade in.

The exemption relates to self-certified experienced and sophisticated investors and I declare that I qualify as such because at least one of the following statements applies to me:

(a) I am a member of a network or syndicate of business angels and have been so for the last six months prior to the date of this statement.
(b) I have made more than one investment in an unlisted company in the two years prior to the date of this statement.
(c) I am working or have worked in a professional capacity for the last two years in the private equity or securities sector, or in the provision of finance for SME (Small and Medium Enterprises).
(d) I am currently (or have been in the last two years) working as a Director of a Company with an annual turnover of at least 2,000,000 (GBP / EUR or USD).

Do you understand and agree that RA-ESG has not and does not provide any financial advice, whether in respect of this application or any other?

statement_1_yes*

Yes

Do you understand that different investment opportunities carry different risk profiles, and higher yield returns can sometimes mean higher risk to capital?

statement_2_yes*

Yes

Do you understand that in many investment scenarios there is no guarantee that you may not get back all of the capital you originally invested, and in some cases, you could lose all of your funds invested?

statement_3_yes*

Yes

Have you enquired as to the risk profile of the investments you are considering making, and are you comfortable with the level of risk pursuant to the opportunity on offer?

statement_4_yes*

Yes

Do you understand that past investment performance is never a guarantee of future returns?

statement_5_yes*

Yes

Do you understand the difference between liquid and illiquid investments, and have you considered a scenario whereupon you may need urgent access to funds?

statement_6_yes*

Yes

RA-ESG advises every prospective investor to take both legal and financial professional advice. Please confirm that you will seriously consider taking such advice.

statement_7_yes*

Yes

My name is:

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and I affirm that the statements I have made are true.

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Email:

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Telephone:

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Professional / Experienced / Sophisticated Investor

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